Broker Check

Behind The Scenes

Our business operates independently, affording us the freedom to prioritize your needs in both investment strategies and business choices. Just as we support you in pursuing your financial goals, we are backed by dedicated teams who bolster our capabilities. These teams enhance our bond with you by equipping us with the resources necessary to deliver exceptional service.

It’s important to us that you are informed about the organizations supporting our endeavors and why we have selected them as partners. While these entities play integral roles in meeting your requirements, our foremost commitment remains to you. Should you seek further details about these partners, please feel free to inquire.

We’re affiliated with Cetera Advisors, one of the premier broker-dealers in the industry. They’re responsible for executing trades on your behalf.

 

 

Like all broker-dealers, they must undergo regular auditing, and are required to meet specific net capital requirements to ensure they can meet obligations to investors like you.

Learn more
<span id="_mce_caret" data-mce-bogus="true"><sup></sup></span>

Cetera Advisors is part of Cetera Financial Group, an industry-leading network of independently managed broker-dealers.

 

 

Cetera’s broker-dealers deliver award-winning advisory products and solutions, and sophisticated trading and technology platforms across all 50 states.

Learn more
<span id="_mce_caret" data-mce-bogus="true"><sup></sup></span>

Serves as the IRA custodian on individual retirement accounts (IRAs), responsible for tax reporting and administering IRAs for certain accounts.



Cetera Investment Services is an affiliate of Cetera Advisors, providing brokerage and other services to its own clients in addition to providing IRA custodial services to Cetera Advisors’ clients.

Learn more

While a broker-dealer helps supervise and facilitate the trading that converts your money into invested assets, those assets are held by a custodian.

 

 

Cetera Advisors works with Pershing LLC to custody investor assets in brokerage accounts and advisory accounts. Pershing is a subsidiary of the Bank of New York Mellon Corporation, which is the nation’s oldest continuously operating bank and one of the world’s leading providers of securities services.

Learn more